Blog Topic: Compliance

Reading Time: 3 minutes As Shep Hyken recently noted, personalization continues to become more personal in the customer service field. Personal information (PI) is the future of business, as it provides clients with a customized experience and helps businesses eventually sell more. However, it… Read More

Reading Time: 2 minutes It’s now one year on since the GDPR came in to effect – a regulation with an aim to standardise data protection laws across the EU, increase the privacy and protection of personal data and extend the rights of… Read More

Reading Time: 2 minutes The creation of a new NYDFS division to review and respond to cybersecurity events and enforce policy around financial crimes could lead to increased oversight under the department’s watershed Cybersecurity Rule (23 NYCRR 500). A new division within New… Read More

Reading Time: 3 minutes A definition of SOX Compliance In 2002, the United States Congress passed the Sarbanes-Oxley Act (SOX) to protect shareholders and the general public from accounting errors and fraudulent practices in enterprises, and to improve the accuracy of corporate disclosures. The act… Read More

Reading Time: 3 minutes There are two imminent Certification of Compliance deadlines with the two-year transition period around NYDFS’ Cybersecurity Regulation (23 NYCRR Part 500) set to end on March 1. Financial services companies subject to NYDFS’ Cybersecurity Regulation only have another month… Read More